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Headline Issue Diary Date
Notice from UK Financial Conduct Authority – African Land and Capital Carbon Credits schemes 63 CompliNEWS 19 Mar 2019
Private equity – Australia's ASIC reports on corporate finance regulation – July to December 2018 63 CompliNEWS 19 Mar 2019
UK's FCA fines UBS £28m for reporting failures relating to 136 million transaction reports 63 CompliNEWS 19 Mar 2019
UK's FCA statement on share trading obligations 63 CompliNEWS 19 Mar 2019
Medical aids lose billions on risk transfer deals 63 CompliNEWS 19 Mar 2019
More Financial Sector Act commencement dates 63 CompliNEWS 19 Mar 2019
Insurance firm ordered to honour indemnity for broker 63 CompliNEWS 19 Mar 2019
Real estate body publishes new governance code 63 CompliNEWS 19 Mar 2019
Comment sought on urgent financial sector regulation amendments 63 CompliNEWS 19 Mar 2019
Head of FSCA investigations gets tough 62 CompliNEWS 12 Mar 2019
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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