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Headline Issue Diary Date
Financial Services Tribunal refers pension fund dispute for reconsideration 351 CompliNEWS 09 Dec 2024
Financial Services Tribunal dismisses reconsideration of debarment: Nobuzwe Jinah Klaasen v Sanlam Developing Markets Limited 351 CompliNEWS 09 Dec 2024
Summary of recent FSCA debarment orders 351 CompliNEWS 09 Dec 2024
ASISA members surpass B-BBEE ownership targets in 2023 351 CompliNEWS 09 Dec 2024
Raising the bar: Why compliance in SA is now a cornerstone of financial integrity 351 CompliNEWS 09 Dec 2024
US SEC charges Denver resident with securities fraud in $1.3m day-trading scheme 351 CompliNEWS 09 Dec 2024
SEC fines Morgan Stanley Smith Barney for supervisory failures in preventing financial advisors’ misappropriation of client funds 351 CompliNEWS 09 Dec 2024
Key points from FSCA FAIS Notice 78 of 2024: Exemptions from competence and fee requirements 351 CompliNEWS 09 Dec 2024
Key FCA updates on the Consumer Duty and looking ahead to 2025 351 CompliNEWS 09 Dec 2024
UK uncovers multibillion-dollar crypto money laundering network 351 CompliNEWS 09 Dec 2024
Working Smart

By Lee Rossini

In times of economic uncertainty and declining trust in institutions, maintaining employee motivation becomes both more challenging and more critical – especially in the financial advice industry. Financial planners are not only navigating their own doubts about the market, but are also serving clients who may be anxious, sceptical or even fearful. Amid these pressures, it's essential for owners and managers to focus on sustaining morale, purpose and productivity among their teams.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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