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Headline Issue Diary Date
US SEC fines financial firms nearly $400m for recordkeeping failures in compliance crackdown 335 CompliNEWS 19 Aug 2024
2024 crypto crime mid-year update: Cybercrime on the rise as exchange heists and ransomware attacks intensify – Chainalysis 335 CompliNEWS 19 Aug 2024
Binance expands global footprint with Indian AML registration, strengthening compliance in key market; still not approved in SA 335 CompliNEWS 19 Aug 2024
South African banking sector shows resilience in 2024 with improved profitability amid rising credit risks 335 CompliNEWS 19 Aug 2024
DBSA plans to double size of renewables programme 335 CompliNEWS 19 Aug 2024
FSCA issues best practice guidance on two-pot retirement system for defined benefit funds 335 CompliNEWS 19 Aug 2024
BHI Trust sequestration uncovers widespread financial misconduct 335 CompliNEWS 19 Aug 2024
FAIS Ombud Office sets new targets for efficient complaint resolution 335 CompliNEWS 19 Aug 2024
New FAIS Ombud rules highlight importance of consumer awareness and FSP compliance 335 CompliNEWS 19 Aug 2024
SEC charges Atlanta-based firm and CEO with $300m Ponzi scheme 335 CompliNEWS 19 Aug 2024
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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