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Headline Issue Diary Date
PwC fined £15m by the UK regulator for failing to report suspected fraud at London Capital & Finance plc 335 CompliNEWS 19 Aug 2024
JSE’s authority to mandate restatement of financial statements reaffirmed by Supreme Court of Appeal 335 CompliNEWS 19 Aug 2024
Rouse summarises global AI legislation trends 335 CompliNEWS 19 Aug 2024
Surge in identity fraud in South Africa: 400% increase reported 335 CompliNEWS 19 Aug 2024
Tax Ombud to investigate SARS over eFiling profile hijacking 335 CompliNEWS 19 Aug 2024
Legislation – Changes to National Prosecuting Authority Act in force 335 CompliNEWS 19 Aug 2024
Financial advisors face tech challenges despite increased adoption, Cerulli Associates report reveals 334 CompliNEWS 11 Aug 2024
Harnessing social media for compliance innovation: A new frontier 334 CompliNEWS 11 Aug 2024
South Africa intensifies efforts to exit FATF grey list amidst dirty-money concerns 334 CompliNEWS 11 Aug 2024
US' FINTRAC issues updated advisory on high-risk jurisdictions and sanctions reporting 334 CompliNEWS 11 Aug 2024
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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