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Headline Issue Diary Date
ASIC permanently bans former financial adviser 330 CompliNEWS 14 Jul 2024
Stricter compliance with B-BBEE law needed – Trade, Industry & Competition Minister 330 CompliNEWS 14 Jul 2024
Former VBS Chair alleges ex-Treasury DG accepted R1 million bribe before bank collapse 330 CompliNEWS 14 Jul 2024
Regulators seek feedback on digital wallets' impact on consumers and businesses 330 CompliNEWS 14 Jul 2024
FCA permanently bans Clive Harris Mongelard from regulated activities due to serious integrity breaches 330 CompliNEWS 14 Jul 2024
SARS targets advisors in tax evasion crackdown backed by Supreme Court of Appeal 330 CompliNEWS 14 Jul 2024
Nine key indicators that your compliance procedures need an overhaul 330 CompliNEWS 14 Jul 2024
Key focus areas identified: Social media finfluencers, oversight failures, AML compliance, crypto services, funeral insurance, and unlicensed guarantee policies 330 CompliNEWS 14 Jul 2024
CIPC enforces new beneficial ownership declaration requirements for annual returns 330 CompliNEWS 14 Jul 2024
Climate commission moots new investment body 330 CompliNEWS 14 Jul 2024
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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