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Headline Issue Diary Date
UBS fined by Swiss Finance Department for failing to report money laundering 324 CompliNEWS 02 Jun 2024
Hedge fund regulation amendments: A year later 324 CompliNEWS 02 Jun 2024
Hong Kong SFC to intensify inspections ahead of June 2024 crypto licensing deadline 323 CompliNEWS 24 May 2024
Nigerian startup Regfyl wins Africa Fintech Summit pitch competition for its AML product 323 CompliNEWS 24 May 2024
Mergence calls for FSCA probe into alleged R1.7bn in 'excessive' municipal fund fees 323 CompliNEWS 24 May 2024
NPA attaches R56m assets over 'Ponzi scheme' 323 CompliNEWS 24 May 2024
Financial Sector Regulation Act, 2017: Proposed Guidance Notice on liquidity risk management for insurers 323 CompliNEWS 24 May 2024
State Bank of India's South Africa branch fined for non-compliance 323 CompliNEWS 24 May 2024
South Africa’s elections see higher turnout amid voting delays 323 CompliNEWS 24 May 2024
Record-breaking assets under management for local CIS industry 323 CompliNEWS 24 May 2024
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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