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Headline Issue Diary Date
FSCA Enforceable Undertaking against S&P Global Ratings Europe Limited South Africa branch (SPGRE-SA) 292 CompliNEWS 01 Oct 2023
FSCA 'Financial Customer Behaviour and Sentiment study' 292 CompliNEWS 01 Oct 2023
FSCA announces proposed exemption for microinsurers from certain policyholder protection rules 292 CompliNEWS 01 Oct 2023
South Africa takes steps to combat money laundering and exit FATF's Grey List 292 CompliNEWS 01 Oct 2023
UK advisers alerted by FCA to amplify efforts on sustainable investing 292 CompliNEWS 01 Oct 2023
FCA bans Simon Hughes over inadequate pension advice to British Steel pension scheme members 292 CompliNEWS 01 Oct 2023
New E-book – Mastering compliance in a rapidly evolving landscape 292 CompliNEWS 01 Oct 2023
Markus Johannes Jooste and The FSCA (Reconsideration of administrative penalty – Insider trading) 292 CompliNEWS 01 Oct 2023
Draft regulations announced on the sharing of information between accountable institutions in South Africa, Explanatory Memorandum 292 CompliNEWS 01 Oct 2023
South African pharma firm faces enforcement over data breach, PoPIA complaints on the rise 292 CompliNEWS 01 Oct 2023
Working Smart

By Lee Rossini

One of the trends facing the financial services industry is an underappreciated challenge: a shrinking and aging adviser workforce. This is not a temporary disruption but a structural issue that is reshaping how businesses operate, serve clients, and plan for the future. Talent shortages are becoming more acute precisely when demand for financial guidance is rising, driven by longer life expectancies, more complex investment environments, and increased individual responsibility for retirement planning.

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