Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Beware of fraudulent entities impersonating JSE Private Placement 289 CompliNEWS 08 Sep 2023
FSCA issues warning about unlicensed Green Capitalz Pty Ltd 289 CompliNEWS 08 Sep 2023
FSCA evaluates banking fairness amid rising concerns of arbitrary account closures 289 CompliNEWS 08 Sep 2023
FSCA announces information sharing and awareness day for Financial Services Providers on 19 September 2023 289 CompliNEWS 08 Sep 2023
Financial Sector Conduct Authority takes action against Universal Insurance Administrators 289 CompliNEWS 08 Sep 2023
Finding the right fit: key considerations for FSPs when hiring a representative 288 CompliNEWS 31 Aug 2023
Reminder – Financial Services Transformation Council announces B-BBEE reporting requirements for 2021/22, deadline 13 October 2023 288 CompliNEWS 31 Aug 2023
Private funds industry opposes SEC's new disclosure rules in the US 288 CompliNEWS 31 Aug 2023
NAMFISA Q1 2023 overview 288 CompliNEWS 31 Aug 2023
NAMFISA orders more money back to consumers’ pockets as regulator continues to strengthen consumer protection 288 CompliNEWS 31 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.