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Headline Issue Diary Date
Payment rules – Clientele Life Assurance Company Ltd and Another v Payment Association of South Africa 288 CompliNEWS 31 Aug 2023
Clientele’s challenge over debit order reversals delayed 288 CompliNEWS 31 Aug 2023
Key takeaways for South African firms regarding sanctions in light of FICA 288 CompliNEWS 31 Aug 2023
UK financial firms' sanctions systems under the spotlight: key insights revealed, some takeaways for South African financial institutions 288 CompliNEWS 31 Aug 2023
Beware of impersonators misusing Emily Lakovidou's identity and Authority logos 288 CompliNEWS 31 Aug 2023
Understanding the JSE Clear Rules Amendment – September 2023 – Acceptance of securities as collateral 288 CompliNEWS 31 Aug 2023
Strategies for keeping motivation high 288 CompliNEWS 31 Aug 2023
ASIC expresses concern over high-risk retail products distribution – interesting insight 288 CompliNEWS 31 Aug 2023
Sustainable equities experience major outflows, Calastone reports (UK) 288 CompliNEWS 31 Aug 2023
UK's FCA to review treatment of Politically Exposed Persons by financial firms 288 CompliNEWS 31 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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