Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Draft Ombud Council rules for the FAIS Ombud – A call for comments by 16 October 2023; impact on FSPs 288 CompliNEWS 31 Aug 2023
Tribunal rules against Discovery in controversial death benefit dispute 288 CompliNEWS 31 Aug 2023
Transformations reshaping the world of compliance 288 CompliNEWS 31 Aug 2023
Khalid Abdulla and Johannesburg Stock Exchange Limited, Andre Visser NO, Financial Services Tribunal 288 CompliNEWS 31 Aug 2023
UK's ICO issues new guidance on biometric data use for businesses 288 CompliNEWS 31 Aug 2023
Tech giants Google and Microsoft expand AI offerings amidst concerns of bias and misinformation 288 CompliNEWS 31 Aug 2023
JSE's decision to publicise censure against Abdulla upheld by court despite his appeal 288 CompliNEWS 31 Aug 2023
JSE publicly censures and fines AYO director R2m 288 CompliNEWS 31 Aug 2023
South African Reserve Bank and Prudential Authority Present annual reports for 2022/23 288 CompliNEWS 31 Aug 2023
Ex-Steinhoff CEO Markus Jooste skips Pretoria hearing on insider trading fine challenge 288 CompliNEWS 31 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.