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Headline Issue Diary Date
Nigel Farage banking controversy – A data protection wake-up call for financial institutions 288 CompliNEWS 31 Aug 2023
BaFin investigates Postbank over customer service disruptions 288 CompliNEWS 31 Aug 2023
FCA slaps £1.3m fine on two individuals over pension transfer advice missteps 288 CompliNEWS 31 Aug 2023
International crypto licensing trends – Understanding the FCA's feedback on crypto business applications under money laundering regulations 288 CompliNEWS 31 Aug 2023
Mozambique's President is immune from £2B UK fraud lawsuit against Credit Suisse and others 288 CompliNEWS 31 Aug 2023
Returning to fundamentals: locating and safeguarding your data 288 CompliNEWS 31 Aug 2023
Navigating AI integration – The ethical, strategic, and societal implications for business leaders 288 CompliNEWS 31 Aug 2023
Fundsmith's direct response to South Africa's greylisting – A sign of things to come? 288 CompliNEWS 31 Aug 2023
Dis-Chem faces potential R10m fine over data breach incident 288 CompliNEWS 31 Aug 2023
FSCA names pension contribution offenders 288 CompliNEWS 31 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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