Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
UK's FCA urging firms to engage in ESG compliance 259 CompliNEWS 12 Feb 2023
ESG compliance – A more nuanced approach is required in Africa 259 CompliNEWS 12 Feb 2023
SEC reaches $30m settlement with Kraken cryptocurrency platform 259 CompliNEWS 12 Feb 2023
Australia eyes further financial advice reform 259 CompliNEWS 12 Feb 2023
UK Treasury proposals would be a 'huge change for crypto assets' 259 CompliNEWS 12 Feb 2023
SARS clamps down on financial professionals 259 CompliNEWS 12 Feb 2023
SARS v Coronation Investment Management SA (Income tax) 258 CompliNEWS 04 Feb 2023
FSCA exempts CIS managers from some of the requirements of section 99(1) of CISCA where funds are amalgamated 258 CompliNEWS 04 Feb 2023
Text generation and financial advice 258 CompliNEWS 04 Feb 2023
Italian regulator halts AI Chatbot over GDPR concerns 258 CompliNEWS 04 Feb 2023
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.