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Headline Issue Diary Date
'Consumers could be using a new digital pound as an alternative to cash by the end of the decade' 258 CompliNEWS 04 Feb 2023
Comment invited on the ban on the use of certain coins 258 CompliNEWS 04 Feb 2023
Determination involving Renault Otto Kay and FSCA (key individual's failure to manage or oversee FSP – No continuing operational ability) 258 CompliNEWS 04 Feb 2023
Liebenberg denied e-wallet access over 'Ponzi scheme’ 258 CompliNEWS 04 Feb 2023
ChatGPT's meteoric rise; rival to come on stream 258 CompliNEWS 04 Feb 2023
An update to the TFS list – FIC 258 CompliNEWS 04 Feb 2023
Eskom Holdings SOC Ltd v Santam Ltd (Contract – Guarantees – Strict compliance with demand requirement) 258 CompliNEWS 04 Feb 2023
60% chance of greylisting – Compli-Serve 258 CompliNEWS 04 Feb 2023
Russia sanctions: a global timeline and analysis as of 1 February 2023; UK increasing pressure; Credit Suisse and Abramovic 258 CompliNEWS 04 Feb 2023
Did you know? 258 CompliNEWS 04 Feb 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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