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Headline Issue Diary Date
South Africa has the 5th most crypto owners in the world – report 258 CompliNEWS 04 Feb 2023
Three essential compliance considerations for 2023 – Compli-Serve 258 CompliNEWS 04 Feb 2023
FCRMC on greylisting impact 258 CompliNEWS 04 Feb 2023
UK's FCA supports firms through the transition to implementing the Consumer Duty 258 CompliNEWS 04 Feb 2023
UK regulator blocks thousands of misleading ads 258 CompliNEWS 04 Feb 2023
Newsweek publishes a Compliance Officer Beginner's Guide: what basics should you prioritise? 258 CompliNEWS 04 Feb 2023
FSCA issues four more warning notices 258 CompliNEWS 04 Feb 2023
FSCA warns the public against Beyond Options FX 258 CompliNEWS 04 Feb 2023
New appointment at the FIC 258 CompliNEWS 04 Feb 2023
FSCA fines Globex360 (Pty) Ltd R50 000 for contravening financial sector laws 257 CompliNEWS 27 Jan 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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