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Headline Issue Diary Date
UK Government to impose robust crypto regulation 258 CompliNEWS 04 Feb 2023
Study guides and regulatory exams 258 CompliNEWS 04 Feb 2023
Majority still see a greylisting of SA by the FATF 258 CompliNEWS 04 Feb 2023
Trust Property Control Act and its raft of new amendments, including on beneficial ownership 258 CompliNEWS 04 Feb 2023
Only crypto firms complying with AML rules allowed to advertise in UK; breaches could lead to two-year jail term 258 CompliNEWS 04 Feb 2023
What should management do to prepare for the future of compliance? 258 CompliNEWS 04 Feb 2023
Notice of intention to cancel registration of a fund in terms of section 27(1) of the Pension Funds Act 258 CompliNEWS 04 Feb 2023
FSCA alert – Forex Breakout Kings 258 CompliNEWS 04 Feb 2023
The 2023 Financial Planning Institute of Southern Africa Awards are open for entry 258 CompliNEWS 04 Feb 2023
FATF publishes annual report 258 CompliNEWS 04 Feb 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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