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Headline Issue Diary Date
Ex UK-Premier League footballer jailed for seven years over fraud 255 CompliNEWS 13 Jan 2023
Romanian DPA imposed fine of EUR 10 000 on SUDREZIDENȚIAL Broker S.R.L. for failing to implement appropriate technical and organisational measures to protect personal data 254 CompliNEWS 19 Dec 2022
Irish DPA (DPC) fines Meta Platforms Ireland Limited EUR 390 million 254 CompliNEWS 19 Dec 2022
Philippines to stay on the FATF grey list for another year 254 CompliNEWS 19 Dec 2022
What to look out for in 2023 254 CompliNEWS 19 Dec 2022
Financial Markets Act: JSE Equities Rules, JSE Derivatives Rules and JSE Interest Rate & Currency Derivatives Rules: Disciplinary Matters – Penalties: Amendments 254 CompliNEWS 19 Dec 2022
Employment equity report reminder 254 CompliNEWS 19 Dec 2022
UK regulator fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls 254 CompliNEWS 19 Dec 2022
European data protection watchdog accused of overreach 254 CompliNEWS 19 Dec 2022
SA Reserve Bank hacked last year – Finance Minister 254 CompliNEWS 19 Dec 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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