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Headline Issue Diary Date
JSE fines Jooste R15m and bans him from serving as a director for two decades 254 CompliNEWS 19 Dec 2022
How to reduce the cost of compliance in 2023 254 CompliNEWS 19 Dec 2022
Regulator hits Coinbase with $50m fine for AML failings 254 CompliNEWS 19 Dec 2022
Latest on the FTX scandal including podcast 254 CompliNEWS 19 Dec 2022
Economy – the shock investors could face in 2023 254 CompliNEWS 19 Dec 2022
SEC fines ex-Blackrock manager for conflict of interest 254 CompliNEWS 19 Dec 2022
Legalbrief's 'A matter of Justice' – Tanzanian judge flags ‘complex’ terrorism ‘plague’ 254 CompliNEWS 19 Dec 2022
Taxation Laws Amendment Act promulgated 254 CompliNEWS 19 Dec 2022
Tax Administration Laws Amendment Act promulgated 254 CompliNEWS 19 Dec 2022
Reserve Bank gives Postbank another chance 254 CompliNEWS 19 Dec 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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