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Headline Issue Diary Date
3Sixty Life appeal bid dismissed, SCA looms 250 CompliNEWS 18 Nov 2022
SARB to discuss interest rate hike next week 250 CompliNEWS 18 Nov 2022
FAIS Ombud 2021/22 Annual Report published 250 CompliNEWS 18 Nov 2022
Law Society of South Africa's free seminar on anti-money laundering and counter financing of terrorism compliance 249 CompliNEWS 11 Nov 2022
The Credit Suisse scandal 2022 – What went wrong this time? 249 CompliNEWS 11 Nov 2022
Crypto-linked terror attacks have quadrupled in the last few years, crypto crime recorded $14bn worth of blockchain transactions in 2021 249 CompliNEWS 11 Nov 2022
How do sanctions work? 249 CompliNEWS 11 Nov 2022
Setting boundaries when asked to do extra work 249 CompliNEWS 11 Nov 2022
The ethics of Bitcoin 39 CompliNEWS Ethics 13 Nov 2022
Sound advice about ethics 39 CompliNEWS Ethics 13 Nov 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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