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Headline Issue Diary Date
Time of death central to insurance payout ruling 249 CompliNEWS 11 Nov 2022
How to secure your data and your business 249 CompliNEWS 11 Nov 2022
What the new ESG rules mean for advisers in the UK 249 CompliNEWS 11 Nov 2022
2022 Definitive Risk and Compliance Benchmark Report, ethics and compliance shortfalls continue globally 39 CompliNEWS Ethics 13 Nov 2022
The importance of independence to a CO’s role 249 CompliNEWS 11 Nov 2022
Insurance Crime Bureau – 2022 Annual Report 249 CompliNEWS 11 Nov 2022
'Insurers, know your war limits' – FA News 249 CompliNEWS 11 Nov 2022
Cybersecurity risks increase for financial institutions relying on the cloud: A discussion with Carlo Massimo (US) 249 CompliNEWS 11 Nov 2022
Errors of judgement and ethical conduct 39 CompliNEWS Ethics 13 Nov 2022
Committees finalise two Bills in SA's attempts to avoid greylisting, but what still needs to happen? Latest news 249 CompliNEWS 11 Nov 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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