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Headline Issue Diary Date
B-BBEE to remain – Ramaphosa 249 CompliNEWS 11 Nov 2022
Medibank hacking scandal in Australia, more sensitive customer information dumped by hackers 249 CompliNEWS 11 Nov 2022
FTX crypto exchange fallout – latest 249 CompliNEWS 11 Nov 2022
Hong Kong regulators in joint operation against sophisticated ramp-and-dump syndicate 249 CompliNEWS 11 Nov 2022
UK bans director from working in financial services after violent criminal conviction 249 CompliNEWS 11 Nov 2022
Green Finance Taxonomy, SA vs EU 249 CompliNEWS 11 Nov 2022
Preferential procurement update 249 CompliNEWS 11 Nov 2022
Pension Funds Act – Regulation 28 reporting obligations 249 CompliNEWS 11 Nov 2022
Financial Intelligence Centre Act – Adoption of resolution on Haiti by Security Council of United Nations 249 CompliNEWS 11 Nov 2022
New cash threshold for reporting in terms of FICA kicks in 249 CompliNEWS 11 Nov 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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