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Headline Issue Diary Date
Treasury reiterates entrenched government graft 249 CompliNEWS 11 Nov 2022
DA threatens challenge to NHI Bill 249 CompliNEWS 11 Nov 2022
‘No Money for Terror’ – Reps from FATF, SAARC to discuss terror financing, crypto, darknet 249 CompliNEWS 11 Nov 2022
Tribunal sets aside Viceroy’s R50m Capitec fine – Viceroy Research Partnership LLC, FJ Perring, A Lau, G Bernarde, and FSCA 249 CompliNEWS 11 Nov 2022
Ponzi? MTI bitcoin scheme membership boosted by 'slave accounts' 249 CompliNEWS 11 Nov 2022
FSCA warns the public against Fxtrade Option Limited 249 CompliNEWS 11 Nov 2022
Unlicensed CFD trader banned from providing financial services for 10 years 249 CompliNEWS 11 Nov 2022
SA behind Russia in G20 compliance undertakings 249 CompliNEWS 11 Nov 2022
Free State High Court – SR and Others v Government Employees Pension Fund and Others (pension fund law) 249 CompliNEWS 11 Nov 2022
Western Cape High Court – CG v Momentum Retirement Annuity Fund (pension funds – allocation of death benefit – PFA, PAJA, FSRA) 249 CompliNEWS 11 Nov 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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