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Headline Issue Diary Date
Study slams UK law firms for enabling money laundering 245 CompliNEWS 13 Oct 2022
FST decision summary – RZ Mohale v First National Bank a division of FirstRand Bank Limited 245 CompliNEWS 13 Oct 2022
Too late to avoid greylisting – compliance manager 245 CompliNEWS 13 Oct 2022
EU publishes Digital Markets Act – New rulebook for leading technology companies that will affect their behaviour worldwide 245 CompliNEWS 13 Oct 2022
UK government warned after sensitive documents left at London venue 245 CompliNEWS 13 Oct 2022
PoPIA Codes of Conduct published 245 CompliNEWS 13 Oct 2022
SARS failed to resolve more than 80% of complaints submitted by the Office of the Tax Ombud (OTO) – annual report 245 CompliNEWS 13 Oct 2022
Financial Intelligence Centre amendments to the Money Laundering and Terrorist Financing Control Regulations; cash threshold transaction reporting amendment 245 CompliNEWS 13 Oct 2022
$29m enforcement action against virtual asset service provider Bittrex in US for AML violations, Australian case 245 CompliNEWS 13 Oct 2022
Gauteng High Court (Pretoria) – Evergrand Trading (Pty) Ltd v South African Reserve Bank and Another 245 CompliNEWS 13 Oct 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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