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Headline Issue Diary Date
Report on countries' compliance to FATF technical and effectiveness standards 245 CompliNEWS 13 Oct 2022
South Africa running out of time 245 CompliNEWS 13 Oct 2022
FATF Plenary under way 245 CompliNEWS 13 Oct 2022
Will Pakistan exit the grey list? Not if India has anything to do with it 245 CompliNEWS 13 Oct 2022
UK's FCA fines Sigma Broking Limited £530 000 and bans and fines its former directors following market abuse reporting failures 245 CompliNEWS 13 Oct 2022
UK's FCA fines bank £1.5m for poor anti-money laundering checks 245 CompliNEWS 13 Oct 2022
FSCA Annual report 2021/2022 published; main pointers 245 CompliNEWS 13 Oct 2022
ESG reporting and ratings 245 CompliNEWS 13 Oct 2022
General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill commentary period extended to 25 October 2022; more links to articles on greylisting 245 CompliNEWS 13 Oct 2022
Protection of Constitutional Democracy against Terrorist and Related Activities Amendment Bill 245 CompliNEWS 13 Oct 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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