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Headline Issue Diary Date
ABN AMRO Clearing Sydney pays $222 000 infringement notice to Australian regulator 239 CompliNEWS 02 Sep 2022
Flexibility a crucial factor in employee retention – BBC Worklife 239 CompliNEWS 02 Sep 2022
Instagram fined by the Irish data watchdog over teens' public accounts 239 CompliNEWS 02 Sep 2022
Judge instructs liquidators in the Mirror Trading International (MTI) case on bitcoin protocol 239 CompliNEWS 02 Sep 2022
Witness tells of R300 000 loss in Ponzi scheme 239 CompliNEWS 02 Sep 2022
Gauteng High Court – Jansen Van Vuuren and Another v Momentum Provident Preservation Fund and Others (allocation of death benefit by provident fund) 239 CompliNEWS 02 Sep 2022
SARS targeting luxury goods purchases 239 CompliNEWS 02 Sep 2022
Nedbank cultivates 'warm digital' strategy 239 CompliNEWS 02 Sep 2022
.za draft regulations could damage brand – expert 239 CompliNEWS 02 Sep 2022
OUTsurance bid to remove Hippo advert denied 239 CompliNEWS 02 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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