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Headline Issue Diary Date
Gauteng High Court – Blackspear Holding v Bryte Insurance (indemnity insurance) 239 CompliNEWS 02 Sep 2022
Managing 'quiet quitters' 239 CompliNEWS 02 Sep 2022
FIC warns on UK lottery scam and an exotic birds scam 239 CompliNEWS 02 Sep 2022
The R376m Steinhoff con laid bare by JSE ruling 239 CompliNEWS 02 Sep 2022
Regulator promises completion of Steinhoff/Tongaat probes 239 CompliNEWS 02 Sep 2022
Calls for more guidance to be given to the banking industry on the closure of bank accounts, and potential areas of improvement 239 CompliNEWS 02 Sep 2022
UK financial services complaints down 30% but another spike looms 239 CompliNEWS 02 Sep 2022
Avoiding grey listing status – All about enforcement and prosecutions 239 CompliNEWS 02 Sep 2022
Constantia’s policyholders with claims in the event of liquidation 239 CompliNEWS 02 Sep 2022
SEC charges Perceptive Advisors for failing to disclose SPAC-related conflicts of interest 239 CompliNEWS 02 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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