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Headline Issue Diary Date
End of the road for Health Squared medical scheme? 239 CompliNEWS 02 Sep 2022
R20m fine for ‘Ponzi scheme’ manager 239 CompliNEWS 02 Sep 2022
Massive fines and debarments issued as FSCA wraps up its investigations into the Praesidium Group of entities 239 CompliNEWS 02 Sep 2022
Consultant labels 'greenwashing' as fraud 239 CompliNEWS 02 Sep 2022
Nova board may not repay investors – CIPC 239 CompliNEWS 02 Sep 2022
SEC charges venture capital adviser Energy Innovation Capital Management for overcharging fees 239 CompliNEWS 02 Sep 2022
Information Regulator’s PoPIA and PAIA online portals go live 239 CompliNEWS 02 Sep 2022
Australia's binary options ban extended until 2031 239 CompliNEWS 02 Sep 2022
How to demonstrate TCF – and why evidencing it is important 239 CompliNEWS 02 Sep 2022
Dawn raid tools available; insurer raid 239 CompliNEWS 02 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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