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Headline Issue Diary Date
Action required for FSPs – FSCA Request for Information on beneficial ownership 236 CompliNEWS 15 Aug 2022
'SA should implement FATF recommendations to avoid greylisting', says Kganyago (SARB Governor) 236 CompliNEWS 15 Aug 2022
Absa v Shaw (Trust law – Contract – Execution – Financial Intelligence Centre Act) 236 CompliNEWS 15 Aug 2022
Companies Tribunal – Orritt v Blacher (Removal of director) 236 CompliNEWS 15 Aug 2022
Banks warned against closing crypto accounts 236 CompliNEWS 15 Aug 2022
Latest FAIS Notices including full list of latest suspensions and withdrawals 236 CompliNEWS 15 Aug 2022
Encouraging a sustainable lifestyle 236 CompliNEWS 15 Aug 2022
JFSC fines Lloyds Bank Corporate Markets Plc, Jersey Branch for regulatory and AML/CFT breaches 236 CompliNEWS 15 Aug 2022
SAVCA Venture Capital Conference 2022 236 CompliNEWS 15 Aug 2022
Independent Regulatory Board for Auditors re fees on assurance engagements 236 CompliNEWS 15 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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