Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Russian Federation – Duma amends federal data protection law and introduces new and increased fines for foreign data operators 232 CompliNEWS 17 Jul 2022
SEC fines Equitable Financial $50 million for providing misleading account statements 232 CompliNEWS 17 Jul 2022
EU to adopt one of the most comprehensive crypto-asset regulatory regimes in the world, SA Reserve Bank on regulation and FAIS implications 232 CompliNEWS 17 Jul 2022
Crypto fraud continues to soar 232 CompliNEWS 17 Jul 2022
Financial asset managers charged over alleged $1.2 billion Venezuelan money laundering scheme 232 CompliNEWS 17 Jul 2022
Global Coalition to Fight Financial Crime publishes effectiveness expert position paper 232 CompliNEWS 17 Jul 2022
BRICS countries pledge to combat terrorist finance networks, cross-border movement, and safe heavens 232 CompliNEWS 17 Jul 2022
Red alert – Financial sanctions evasion typologies by Russian elites and enablers; other sanctions news 232 CompliNEWS 17 Jul 2022
Change in eFiling confuses expat applicants 232 CompliNEWS 17 Jul 2022
Gauteng High Court (JHB) – Living Hands v Old Mutual Unit Trust Managers (CISCA, FAIS) 232 CompliNEWS 17 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.