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Headline Issue Diary Date
Administration of deceased estates 232 CompliNEWS 17 Jul 2022
Reminder for company directors about cybersecurity risk oversight and disclosure obligations 232 CompliNEWS 17 Jul 2022
Akani to take legal action against the FSCA over 'search and seizure' operation 232 CompliNEWS 17 Jul 2022
Police invite comment on cybercrimes regulations 232 CompliNEWS 17 Jul 2022
Financial Intelligence Centre Act – FATF electronic funds transfers directive 232 CompliNEWS 17 Jul 2022
UK's FCA fines The TJM Partnership Limited £2 million (R40m) for serious financial crime and AML control failings in relation to cum-ex trading 232 CompliNEWS 17 Jul 2022
How the UK will regulate financial services for the future 232 CompliNEWS 17 Jul 2022
Shareholder ESG support down but not out, researchers say 232 CompliNEWS 17 Jul 2022
FSCA to seek leave to appeal the decision of the High Court in the matter of Michael Edward Deighton 232 CompliNEWS 17 Jul 2022
New climate tech startup garners big-name investors 232 CompliNEWS 17 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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