Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Workplace: Stern warning over COID Act compliance 232 CompliNEWS 17 Jul 2022
Bank to re-employ unvaccinated staff 232 CompliNEWS 17 Jul 2022
Namibian firm targeted by JSE 232 CompliNEWS 17 Jul 2022
LSSA questions pro bono work in BEE code 232 CompliNEWS 17 Jul 2022
FSCA launches probe into Akani Retirement Fund Administrators; ruling averts another 'major heist’ 232 CompliNEWS 17 Jul 2022
Compliance & Market Conduct – 'Conduct: The dominant regulatory theme' 231 CompliNEWS 11 Jul 2022
Directive issued against Umhlanga-based Nirvesh Financial Services and its juristic representative, Veracity Markets over alleged unauthorised over-the-counter derivative business 231 CompliNEWS 11 Jul 2022
FSCA conducts search and seizure operation at Akani Retirement Fund Administrators 231 CompliNEWS 11 Jul 2022
Private equity’s ESG generation 231 CompliNEWS 11 Jul 2022
Reserve Bank to regulate crypto currencies 231 CompliNEWS 11 Jul 2022
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.