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Headline Issue Diary Date
Germany's financial regulator fines Steinhoff 231 CompliNEWS 11 Jul 2022
OTC derivatives provider surrenders financial services licence, 8 year ban for executives for licence failings 231 CompliNEWS 11 Jul 2022
'Do advisers need to prepare for influx of ESG-crazed clients?' 231 CompliNEWS 11 Jul 2022
EU delegates set for Fatca crunch talks with US 231 CompliNEWS 11 Jul 2022
Five ways to deal with stress in the workplace 231 CompliNEWS 11 Jul 2022
Old Mutual liable for over R1.7bn in Fidentia scandal-related damages; Old Mutual to appeal 231 CompliNEWS 11 Jul 2022
FSCA Regulation Plan 2022-25 key projects 231 CompliNEWS 11 Jul 2022
South African Reserve Bank sights firmly set on crypto regulation 231 CompliNEWS 11 Jul 2022
Short-term Insurance Briefcase – recent rulings by the Ombud 231 CompliNEWS 11 Jul 2022
Speech by Adv Pansy Tlakula: Chairperson of the Information Regulator addresses the media 231 CompliNEWS 11 Jul 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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