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Headline Issue Diary Date
Approved amendments to the JSE equities rules (trading system) 231 CompliNEWS 11 Jul 2022
Amalgamation of CIS portfolios – FSCA publishes draft exemption notice on section 99 of CISCA; for comment by 8 August 2022 231 CompliNEWS 11 Jul 2022
Latest FAIS Notices 231 CompliNEWS 11 Jul 2022
FSCA RF Notice 11 of 2022 231 CompliNEWS 11 Jul 2022
Financial Services Tribunal – Distell Limited, PFA, KH Maila, Distell Provident Fund, NBC Holdings, Momentum Retirement Administrators 231 CompliNEWS 11 Jul 2022
AML vulnerabilities in the luxury goods sector 231 CompliNEWS 11 Jul 2022
Implementation of the FATF standards on virtual assets and virtual asset service providers 231 CompliNEWS 11 Jul 2022
Countering cyber-enabled crime one of the key objectives for the FATF for 2022-2024 231 CompliNEWS 11 Jul 2022
EU policymakers have reached an agreement on the regulation of crypto assets; Anti-money laundering and terrorist financing 231 CompliNEWS 11 Jul 2022
Amended Regulation 28, upskilling of trustees 231 CompliNEWS 11 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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