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Headline Issue Diary Date
Cybersecurity, privacy, data and regulatory compliance rank as top IT audit risks 229 CompliNEWS 24 Jun 2022
Know Your Country-global anti-money laundering research tool 229 CompliNEWS 24 Jun 2022
Netherlands wants new EU Anti-Money Laundering Authority to be based in The Hague 229 CompliNEWS 24 Jun 2022
US investors to sue Deutsche Bank over links to high-risk clients such as Russian oligarchs and Jeffrey Epstein 229 CompliNEWS 24 Jun 2022
Credit Suisse convicted and fined for failing to prevent money laundering 229 CompliNEWS 24 Jun 2022
Wyno Construction v Miway Insurance (short-term insurance exclusionary clause) 229 CompliNEWS 24 Jun 2022
Credit Bureau addresses personal information issue with Code of Conduct for PoPIA 229 CompliNEWS 24 Jun 2022
Banking association issues code for PoPIA compliance 229 CompliNEWS 24 Jun 2022
Ruling has ‘serious implications’ for NHI – department 229 CompliNEWS 24 Jun 2022
ESG and regulatory considerations 229 CompliNEWS 24 Jun 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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