Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
FSCA warns the public against CRYPTOSATRADE 220 CompliNEWS 21 Apr 2022
FSCA issues public warning against Sabelo Agrippa Ngwenya and Croc Gold (Pty) Ltd 220 CompliNEWS 21 Apr 2022
FSCA issues public warning against Ngomti Funeral Home (Pty) Ltd 220 CompliNEWS 21 Apr 2022
FSCA warns the public against Bitminer Blockchain Core 220 CompliNEWS 21 Apr 2022
FSCA warns the public against Uhuru Tribe, Uhuru-X, Uhuru Cash, CBI X SA (Pty) Ltd (CBI X SA), CBI Global and Mr Coenraad Barend Nolte Botha 220 CompliNEWS 21 Apr 2022
Financial Services Tribunal – Summary of decision involving CV Ngomane and Private Security Sector Provident Fund, CSG Security Projects (Pty) Ltd t/a 7 Arrows Security, Salt Employee Benefits (Pty) Ltd, Pension Funds Adjudicator (PFA) 220 CompliNEWS 21 Apr 2022
Financial Services Tribunal – Summary of decision involving Neo Benjamin Makhutja and Assupol Life Limited (debarment) 220 CompliNEWS 21 Apr 2022
Penalties for not meeting EE targets 220 CompliNEWS 21 Apr 2022
LinkedIn top of the phishing charts for the first time 220 CompliNEWS 21 Apr 2022
Latest FAIS notices 220 CompliNEWS 21 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.