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Headline Issue Diary Date
FSCA RF Notice 8 of 2022 – Pension fund registration cancellations 220 CompliNEWS 21 Apr 2022
FSCA RF Notice 7 of 2022 – Exemption of certain funds in relation to specific participating employers from the requirements of section 28(2) of the Pension Funds Act 220 CompliNEWS 21 Apr 2022
FSCA RF Notice 6 of 2022 – Exemption of certain funds from the asset limits in terms of Regulation 28(3) of the Pension Funds Act 220 CompliNEWS 21 Apr 2022
Parliamentarians have reservations over lack of Fima regulations 220 CompliNEWS 21 Apr 2022
Data protection by design and risk assessments 220 CompliNEWS 21 Apr 2022
Danske Bank fined for GDPR violations, customer data held for longer than legally allowed 220 CompliNEWS 21 Apr 2022
FATF to increase AML assessments and scope 220 CompliNEWS 21 Apr 2022
Banks warned over currency manipulation 220 CompliNEWS 21 Apr 2022
Westpac penalised over R1 billion in Australia after multiple ASIC legal actions 220 CompliNEWS 21 Apr 2022
Financial crime controls at challenger banks in the UK – Results of multi-firm review 220 CompliNEWS 21 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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