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Headline Issue Diary Date
Hit errant companies with corruption tax – DA 211 CompliNEWS 20 Feb 2022
BDO SA admits qualifications errors 211 CompliNEWS 20 Feb 2022
ESG not a one-size-fits-all phenomenon 211 CompliNEWS 20 Feb 2022
Deutsche Bank warns staff against deleting WhatsApp messages 211 CompliNEWS 20 Feb 2022
Survé takes on banks over Sekunjalo ‘collusion’ 211 CompliNEWS 20 Feb 2022
Old Mutual denies due diligence failing in R1.2bn suit 211 CompliNEWS 20 Feb 2022
Financial System Stability Assessment report 211 CompliNEWS 20 Feb 2022
Largest South Korean telecommunications company agrees to pay the US SEC to settle FCPA charges (bribery) 211 CompliNEWS 20 Feb 2022
FSCA warns the public against Flash Trade 211 CompliNEWS 20 Feb 2022
Credit Suisse leak alleges Swiss bank stashed billions in illicit funds 211 CompliNEWS 20 Feb 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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