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Headline Issue Diary Date
Notice – Proposed amendments to the JSE listing requirements regarding actively managed certificates 210 CompliNEWS 04 Feb 2022
Proposed amendments to the JSE Equities Rules 210 CompliNEWS 04 Feb 2022
The conduct risk imperative 210 CompliNEWS 04 Feb 2022
Pakistan's FATF grey list review, protests planned 210 CompliNEWS 04 Feb 2022
Private equity: addressing the exit challenge in Africa 210 CompliNEWS 04 Feb 2022
Private equity: no longer private? 210 CompliNEWS 04 Feb 2022
US Survey: CLOs list cybersecurity, privacy compliance and data privacy as top concerns 210 CompliNEWS 04 Feb 2022
Regulator sanctions compliance officer for AML failures 210 CompliNEWS 04 Feb 2022
UK regulator publishes guidance on pseudonymisation 210 CompliNEWS 04 Feb 2022
UK's ICO spam email attacks risen from 150 000 to over 4 million in 2021 210 CompliNEWS 04 Feb 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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