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Headline Issue Diary Date
Publication of determination of permissible deductions from a CIS portfolio – section 93(2) of Collective Investment Schemes Control Act, 2002 211 CompliNEWS 20 Feb 2022
Updates/amendments to the TFS list – Financial Intelligence Centre 211 CompliNEWS 20 Feb 2022
JSE-listed fishing group Oceana to be investigated for possible breaches of the Financial Markets Act 211 CompliNEWS 20 Feb 2022
Absa joins Hyperledger Foundation 211 CompliNEWS 20 Feb 2022
Dubious Sekunjalo transfers questioned 211 CompliNEWS 20 Feb 2022
De-risking: spotting the difference between ML and good business 210 CompliNEWS 04 Feb 2022
Fighting money laundering together 210 CompliNEWS 04 Feb 2022
Aware Financial Services Australia fined $20 million for charging fees for no service: Royal Commission case study 210 CompliNEWS 04 Feb 2022
Now Nedbank pulls the plug on personal bank accounts of Sekunjalo CEO Iqbal Survé 210 CompliNEWS 04 Feb 2022
JSE firms face censure over not filing B-BBEE reports 210 CompliNEWS 04 Feb 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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