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Headline Issue Diary Date
Pandemic accelerates move to four-day week 210 CompliNEWS 04 Feb 2022
Former head of stock exchange guilty of breaching regulations 210 CompliNEWS 04 Feb 2022
Old Mutual joins Net Zero Asset Managers Initiative 210 CompliNEWS 04 Feb 2022
FTX head appears in Congress 210 CompliNEWS 04 Feb 2022
Western Cape High Court – summary of case involving Rockland Group Holdings and Commissioner of the FSCA, Pierre du Plessis Kriel NO 210 CompliNEWS 04 Feb 2022
SA's AML/CTF strategies under fire – Financial Action Task Force, grey listing 210 CompliNEWS 04 Feb 2022
More administrative sanctions on the way in terms of B-BBEE compliance 210 CompliNEWS 04 Feb 2022
No more notice boards at Pick 'n Pay 210 CompliNEWS 04 Feb 2022
Irba – Former Sharemax auditors’ review application slammed as ‘incompetent’ 210 CompliNEWS 04 Feb 2022
State of Disaster to come to an end soon 210 CompliNEWS 04 Feb 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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