Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| One month to go: UK's FCA reminds firms to be ready for end of transition period | 153 | CompliNEWS | 30 Nov 2020 |
| Latest FAIS Notices from the FSCA | 153 | CompliNEWS | 30 Nov 2020 |
| Trends as borne out in this year's FAIS Ombud Annual Report | 153 | CompliNEWS | 30 Nov 2020 |
| FAIS Ombud releases its Annual Report for the financial year 2019/2020 | 153 | CompliNEWS | 30 Nov 2020 |
| Compliance Officer – Amendment of qualification, experience and criteria for approval | 153 | CompliNEWS | 30 Nov 2020 |
| Amendments mooted for fit and proper requirements | 153 | CompliNEWS | 30 Nov 2020 |
| Significant owner requirement standards in force | 153 | CompliNEWS | 30 Nov 2020 |
| Proposed amendments to the FAIS General Code in 2021 | 153 | CompliNEWS | 30 Nov 2020 |
| Record net inflows for the local SA CIS industry despite Covid-19 woes – ASISA | 153 | CompliNEWS | 30 Nov 2020 |
| ASISA welcomes the public consultation process on the classification of inward listed instruments | 153 | CompliNEWS | 30 Nov 2020 |