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Headline Issue Diary Date
ASIC consults on relief for foreign providers of funds management services to Australian professional investors 79 CompliNEWS 01 Jul 2019
Twelve-fold increase in cyber crime incident reports in UK over last two years 79 CompliNEWS 01 Jul 2019
Regulating financial innovation – going behind the scenes 79 CompliNEWS 01 Jul 2019
FAIS Ombud – example of a recent conciliated settlement involving banking 79 CompliNEWS 01 Jul 2019
FAIS Ombud settled life complaint – respondent acknowledges own negligence and pays up 79 CompliNEWS 01 Jul 2019
UK regulator confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers 79 CompliNEWS 01 Jul 2019
Traders snared in forex scam 79 CompliNEWS 01 Jul 2019
Experts call for reclassification of 'cryptoassets' 77 CompliNEWS 24 Jun 2019
The form and manner of new section 19(3) Auditor Report released, effective 1 July 2019 77 CompliNEWS 24 Jun 2019
FSCA warns the public against Bitcoin Investment 77 CompliNEWS 24 Jun 2019
Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

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