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Headline Issue Diary Date
US funder to back £14bn group action against Mastercard – the biggest claim in UK legal history 77 CompliNEWS 24 Jun 2019
UK regulator confirms recognition of the FX Global and UK Money Markets Codes 77 CompliNEWS 24 Jun 2019
Almost 30 cases to be heard by the FST between July and October 2019 77 CompliNEWS 24 Jun 2019
Financial adviser banned for five years for failing to take into account his clients’ individual circumstances 77 CompliNEWS 24 Jun 2019
Aussie regulator consults on new product intervention power use 77 CompliNEWS 24 Jun 2019
Warning of fund exodus over prescribed assets 77 CompliNEWS 24 Jun 2019
Prudential Authority Annual Report 2018/2019 77 CompliNEWS 24 Jun 2019
Reserve Bank dragged into global fraud probe 78 CompliNEWS 28 Jun 2019
Financial services CPD guidance note reminder 77 CompliNEWS 24 Jun 2019
International standard setting for insurance supervisors 77 CompliNEWS 24 Jun 2019
Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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