Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Preparing for AML regulatory visits | 160 | CompliNEWS | 07 Feb 2021 |
| Remote working: No excuse for non-compliance with obligations to record communications | 160 | CompliNEWS | 07 Feb 2021 |
| How SupTech can empower Regulators – FSCA | 160 | CompliNEWS | 07 Feb 2021 |
| FSCA fines Mareo-John Nel t/a Simply FX R100 000 for major compliance failures | 160 | CompliNEWS | 07 Feb 2021 |
| Compliance and trust: The right perspective on data security and privacy | 160 | CompliNEWS | 07 Feb 2021 |
| AI useful in anti-money laundering fight – guidance | 160 | CompliNEWS | 07 Feb 2021 |
| UK report outlines practices firms can consider to reduce consumer harm caused by failed technology changes | 160 | CompliNEWS | 07 Feb 2021 |
| Latest FAIS Notice – Exemption of Particular Persons from Competence and Fee Requirements | 160 | CompliNEWS | 07 Feb 2021 |
| FSCA issues crypto health warning | 160 | CompliNEWS | 07 Feb 2021 |
| Encouraging website visitors to act | 159 | CompliNEWS | 01 Feb 2021 |