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Headline Issue Diary Date
FST case summary involving Lifestyle Retirement Annuity Fund and another and Simelane and another 142 CompliNEWS 21 Sep 2020
Understanding client behaviour before investing their money 142 CompliNEWS 21 Sep 2020
FSCA investigating data dump 142 CompliNEWS 21 Sep 2020
Former Absa employee gets 10 year jail sentence for fraud 142 CompliNEWS 21 Sep 2020
The importance of a separate board compliance committee 142 CompliNEWS 21 Sep 2020
SFC reprimands and fines The Bank of East Asia Limited $4.2 million for regulatory breaches 142 CompliNEWS 21 Sep 2020
Australian regulator tells fund managers to be ‘true to label’ 142 CompliNEWS 21 Sep 2020
US' SEC charges index manager and friend with insider trading 142 CompliNEWS 21 Sep 2020
DA Bill facilitates access to pension-backed loans 142 CompliNEWS 21 Sep 2020
FIC opposes unsealing of documents in the Constitutional Court 142 CompliNEWS 21 Sep 2020
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Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

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