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Headline Issue Diary Date
Financial Services Ombud Schemes Act repealed 67 CompliNEWS 15 Apr 2019
Compli-Serve Regulatory Risk Log for April 2019 67 CompliNEWS 15 Apr 2019
FST Decision – EA Fredericks v Pension Funds Adjudicator (PFA) & others 67 CompliNEWS 15 Apr 2019
FST Decision – BSEC Derivative Brokers (Pty) Ltd and others v JSE Limited 67 CompliNEWS 15 Apr 2019
Reminder to financial entities regarding 2017/18 annual B-BBEE reporting to FSTC 67 CompliNEWS 15 Apr 2019
‘Clear’ policy required for B-BBEE funding 67 CompliNEWS 15 Apr 2019
FSCA faces credibility test 67 CompliNEWS 15 Apr 2019
Public entity accounting directive (on GRAP) out for comment 67 CompliNEWS 15 Apr 2019
Queensland financial adviser banned for five years 67 CompliNEWS 15 Apr 2019
ASISA Retirement Savings Cost Disclosure Standard developed to build trust through meaningful disclosure 67 CompliNEWS 15 Apr 2019
Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

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