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Headline Issue Diary Date
Compliance failures at JPMorgan highlighted in record $920M (R15.6 billion) spoofing fine 143 CompliNEWS 28 Sep 2020
Five ways the COVID-19 pandemic has changed compliance – perhaps permanently 143 CompliNEWS 28 Sep 2020
AML global consolidated assessment ratings from the FATF 143 CompliNEWS 28 Sep 2020
Financial Services Tribunal hearing schedule for October–December 2020 143 CompliNEWS 28 Sep 2020
Discounts offered on Regulatory exam material 143 CompliNEWS 28 Sep 2020
Revised Conduct (COFI) Bill out for comment 143 CompliNEWS 28 Sep 2020
Investment scams on social media 143 CompliNEWS 28 Sep 2020
Update on business interruption insurance test case appeals process 143 CompliNEWS 28 Sep 2020
UK's FCA sets out proposals to tackle concerns about general insurance pricing 142 CompliNEWS 21 Sep 2020
UK's FCA launches consultation on the regulation of international firms 142 CompliNEWS 21 Sep 2020
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Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

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