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Headline Issue Diary Date
Book Now – Virtual webinar on PoPIA with Elizabeth de Stadler, 14 October 2020; CPD hours confirmed 142 CompliNEWS 21 Sep 2020
FSCA issues two public warnings 142 CompliNEWS 21 Sep 2020
Praesidium Advisory (Pty) Ltd and Praesidium Wealth (Pty) Ltd sign enforceable undertaking; agree to appoint statutory manager 142 CompliNEWS 21 Sep 2020
A regulatory perspective: the drivers of culture and the role of purpose and governance 142 CompliNEWS 21 Sep 2020
FinCEN files: HSBC moved Ponzi scheme millions despite warning 142 CompliNEWS 21 Sep 2020
FinCEN files released: tracing the flow of dirty money 142 CompliNEWS 21 Sep 2020
Client-centric compliance 23 CompliNEWS Ethics 14 Sep 2020
FST case summary involving Tshiqi Zebediela Attorneys and Pension Fund Adjudicator & others 141 CompliNEWS 14 Sep 2020
Opportunities post-COVID-19 lockdown 141 CompliNEWS 14 Sep 2020
Reminder – only a few days left to comment on cell captive insurance conduct standard 141 CompliNEWS 14 Sep 2020
Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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