Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| UK's FCA warns consumers of the risks of investments advertising high returns based on cryptoassets | 156 | CompliNEWS | 06 Jan 2021 |
| UK's HMRC issues record £23.8m fine for money laundering breaches | 156 | CompliNEWS | 06 Jan 2021 |
| IG South Africa appeals FSCA Decision as ODP licence is denied | 156 | CompliNEWS | 06 Jan 2021 |
| 2020 marked a record year for AML fines | 156 | CompliNEWS | 06 Jan 2021 |
| UK regulator reveals 4,000 firms at risk of failure due to COVID-19 | 156 | CompliNEWS | 06 Jan 2021 |
| The end of the Brexit transition period: compliance requirements for UK investment managers and advisers | 156 | CompliNEWS | 06 Jan 2021 |
| Recordkeeping among a compliance officer’s greatest allies | 156 | CompliNEWS | 06 Jan 2021 |
| Once high-flying China asset manager sentenced to death for corruption | 156 | CompliNEWS | 06 Jan 2021 |
| SARS and offshore assets | 156 | CompliNEWS | 06 Jan 2021 |
| Latest FAIS Notices | 156 | CompliNEWS | 06 Jan 2021 |