Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| UK's FCA raps Aviva on the knuckles over share announcement | 147 | CompliNEWS | 25 Oct 2020 |
| The Prudential Authority and enforcement | 147 | CompliNEWS | 25 Oct 2020 |
| Order granted for the provisional curatorship of Nestlife Assurance Corporation (RF) Limited | 147 | CompliNEWS | 25 Oct 2020 |
| FATF high-risk jurisdictions | 147 | CompliNEWS | 25 Oct 2020 |
| FATF – jurisdictions under increased monitoring – 23 October 2020 | 147 | CompliNEWS | 25 Oct 2020 |
| Goldman Sachs fined record $2.9bn over business bribery | 147 | CompliNEWS | 25 Oct 2020 |
| Societe Generale Securities Australia Pty Ltd receives $30,000 penalty for breaching client money rules | 146 | CompliNEWS | 19 Oct 2020 |
| Reminder re COB, RE, qualification FSCA deadlines | 146 | CompliNEWS | 19 Oct 2020 |
| FST case summary involving Osgood and Discovery Life and another | 146 | CompliNEWS | 19 Oct 2020 |
| Being professional during an online meeting | 146 | CompliNEWS | 19 Oct 2020 |