Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| FAIS Ombud determination summary – Wessels v UMC Brokers and Freswick (short-term insurance) | 55 | CompliNEWS | 21 Jan 2019 |
| Heads of legal exempt from accountability regime – FCA | 55 | CompliNEWS | 21 Jan 2019 |
| Compli-Serve releases January 2019 edition of its Regulatory Risk log | 55 | CompliNEWS | 21 Jan 2019 |
| Five new FAIS Notices published | 55 | CompliNEWS | 21 Jan 2019 |
| Ethics and compliance trends: humans and automation, intelligence and technology | 9 | CompliNEWS Ethics | 21 Jan 2019 |
| Adelaide financial adviser permanently banned for dishonest conduct | 55 | CompliNEWS | 21 Jan 2019 |
| Google to pay world's largest data protection fine | 55 | CompliNEWS | 21 Jan 2019 |
| FSCA extends period to comment on 'short sale reporting and disclosure framework' | 55 | CompliNEWS | 21 Jan 2019 |
| FSCA warns public against Wig Markets | 55 | CompliNEWS | 21 Jan 2019 |
| 'Beyond RDR' plans for 2019 | 55 | CompliNEWS | 21 Jan 2019 |
