Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| UK's FCA fines ARCM £873,118 for breaches of short selling disclosure rules | 145 | CompliNEWS | 13 Oct 2020 |
| Businessman gets suspended term for R7m fraud | 145 | CompliNEWS | 13 Oct 2020 |
| Irba’s powers under new Bill questioned | 145 | CompliNEWS | 13 Oct 2020 |
| Regulating market conduct through the FIM Bill in Namibia | 145 | CompliNEWS | 13 Oct 2020 |
| Financial planning basics | 145 | CompliNEWS | 13 Oct 2020 |
| FST case summary involving Fredericks and Direct Axis (Pty) Ltd | 145 | CompliNEWS | 13 Oct 2020 |
| Banking sector money laundering and terrorism financing risk assessment | 145 | CompliNEWS | 13 Oct 2020 |
| MTBPS date announced | 145 | CompliNEWS | 13 Oct 2020 |
| UK bans IFA directors who provided false and misleading SIPP declarations | 145 | CompliNEWS | 13 Oct 2020 |
| Parliament tackling massive input on NHI Bill | 145 | CompliNEWS | 13 Oct 2020 |