Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Mboweni issues illegal forex trading warning | 143 | CompliNEWS | 28 Sep 2020 |
| Tax incentive for section 12J might come to an end in June 2021 | 143 | CompliNEWS | 28 Sep 2020 |
| National Treasury media release on the second draft of Conduct of Financial Institutions Bill (COFI), published for public comment | 143 | CompliNEWS | 28 Sep 2020 |
| CySEC settles forex/CFD compliance lapses | 143 | CompliNEWS | 28 Sep 2020 |
| Compliance failures at JPMorgan highlighted in record $920M (R15.6 billion) spoofing fine | 143 | CompliNEWS | 28 Sep 2020 |
| Five ways the COVID-19 pandemic has changed compliance – perhaps permanently | 143 | CompliNEWS | 28 Sep 2020 |
| AML global consolidated assessment ratings from the FATF | 143 | CompliNEWS | 28 Sep 2020 |
| Financial Services Tribunal hearing schedule for October–December 2020 | 143 | CompliNEWS | 28 Sep 2020 |
| Discounts offered on Regulatory exam material | 143 | CompliNEWS | 28 Sep 2020 |
| Revised Conduct (COFI) Bill out for comment | 143 | CompliNEWS | 28 Sep 2020 |